7 U.S.C. § 9c
Sections in this chapter
- § 1
- § 1b
- § 1a
- § 2
- § 3
- § 4a
- § 5
- § 6
- § 6a
- § 6b
- § 6c
- § 6d
- § 6e
- § 6f
- § 6g
- § 6h
- § 6i
- § 6j
- § 6k
- § 6l
- § 6m
- § 6n
- § 6o
- § 6p
- § 6q
- § 6r
- § 6s
- § 6t
- § 7
- § 7a
- § 7b
- § 8
- § 9
- § 9a
- § 9b
- § 9c
- § 10
- § 10a
- § 11
- § 12
- § 12b
- § 12a
- § 12c
- § 12d
- § 12e
- § 13a
- § 13
- § 13b
- § 13c
- § 14
- § 15
- § 15a
- § 15b
- § 16
- § 16a
- § 17
- § 17b
- § 17a
- § 18
- § 19
- § 20
- § 21
- § 22
- § 23
- § 24
- § 24a
- § 25
- § 26
- § 27
- § 27a
- § 27b
- § 27c
- § 27d
- § 27f
- § 27e
§ 9c. Notice of investigations and enforcement actions
The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to section 6f(a)(2) of this title , any floor broker or floor trader exempt from registration pursuant to section 6f(a)(3) of this title , any associated person exempt from registration pursuant to section 6k(6) of this title , or any board of trade designated as a contract market pursuant to section 7b–1 of this title .
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