Title 7, Chapter 1
Agriculture — 65 active sections, 10 inactive
Sections in this chapter
- § 1Enjoining or restraining violations
- § 1aDefinitions
- § 1bRequirements of Secretary of the Treasury regarding exemption of foreign exchange swaps and foreign exchange forwards from definition of the term “swap”
- § 2Jurisdiction of States
- § 3OmittedOmitted
- § 4aTransferredTransferred
- § 5Findings and purpose
- § 6Regulation of futures trading and foreign transactions
- § 6aExcessive speculation
- § 6bContracts designed to defraud or mislead
- § 6cProhibited transactions
- § 6dDealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts
- § 6eDealings by unregistered floor trader or broker prohibited
- § 6fRegistration and financial requirements; risk assessment
- § 6gReporting and recordkeeping
- § 6hFalse self-representation as registered entity member prohibited
- § 6iReports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions
- § 6jRestrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities
- § 6kRegistration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
- § 6lCommodity trading advisors and commodity pool operators; Congressional finding
- § 6mUse of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
- § 6nRegistration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
- § 6oFraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons
- § 6pStandards and examinations
- § 6qSpecial procedures to encourage and facilitate bona fide hedging by agricultural producers
- § 6rReporting and recordkeeping for uncleared swaps
- § 6sRegistration and regulation of swap dealers and major swap participants
- § 6tLarge swap trader reporting
- § 7Designation of boards of trade as contract markets
- § 7aRepealed. Pub. L. 111–203, title VII, § 734(a) , July 21, 2010 , 124 Stat. 1718Repealed
- § 7bSuspension or revocation of designation as registered entity
- § 8Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
- § 9Prohibition regarding manipulation and false information
- § 9aAssessment of money penalties
- § 9bRules prohibiting deceptive and other abusive telemarketing acts or practices
- § 9cNotice of investigations and enforcement actions
- § 10Repealed. June 25, 1948, ch. 646, § 39 , 62 Stat. 992 , eff. Sept. 1, 1948Repealed
- § 10aCooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association
- § 11Vacation on request of designation or registration as “registered entity”; redesignation or reregistration
- § 12Public disclosure
- § 12aRegistration of commodity dealers and associated persons; regulation of registered entities
- § 12bTrading ban violations; prohibition
- § 12cDisciplinary actions
- § 12dCommission action for noncompliance with export sales reporting requirements
- § 12eRepealed. Pub. L. 106–554, § 1(a)(5) [title I, § 123(a)(21)] , Dec. 21, 2000 , 114 Stat. 2763 , 2763A–410Repealed
- § 13Violations generally; punishment; costs of prosecution
- § 13aNonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses
- § 13bManipulations or other violations; cease and desist orders against persons other than registered entities; punishment
- § 13cResponsibility as principal; minor violations
- § 14Repealed. Pub. L. 99–641, title I, § 110(5) , Nov. 10, 1986 , 100 Stat. 3561Repealed
- § 15OmittedOmitted
- § 15aRepealed. Pub. L. 95–405, § 24 , Sept. 30, 1978 , 92 Stat. 877Repealed
- § 15bCotton futures contracts
- § 16Commission operations
- § 16aService fees and National Futures Association study
- § 17Separability
- § 17aSeparability of 1936 amendment
- § 17bSeparability of 1968 amendment
- § 18Complaints against registered persons
- § 19Consideration of costs and benefits and antitrust laws
- § 20Market reports
- § 21Registered futures associations
- § 22Research and information programs; reports to Congress
- § 23Standardized contracts for certain commodities
- § 24Customer property with respect to commodity broker debtors; definitions
- § 24aSwap data repositories
- § 25Private rights of action
- § 26Commodity whistleblower incentives and protection
- § 27Definitions
- § 27aExclusion of identified banking product
- § 27bRepealed. Pub. L. 111–203, title VII, § 725(g)(1)(A) , July 21, 2010 , 124 Stat. 1694Repealed
- § 27cExclusion of certain other identified banking products
- § 27dAdministration of the predominance test
- § 27eRepealed. Pub. L. 111–203, title VII, § 725(g)(1)(A) , July 21, 2010 , 124 Stat. 1694Repealed
- § 27fContract enforcement
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