15 U.S.C. § 78e
Title 15
Chapter 2
Current through PL 116-220
~1 min read
Last updated: March 30, 2026
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§ 78e. Transactions on unregistered exchanges
- (1) is registered as national securities exchange under section 78f of this title , or
- (2) is exempted from such registration upon application by the exchange because, in the opinion of the Commission, by reason of the limited volume of transactions effected on such exchange, it is not practicable and not necessary or appropriate in the public interest or for the protection of investors to require such registration.
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