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15 U.S.C. § 78e

Title 15 Chapter 2 Current through PL 118-3 Last updated: March 29, 2026 View on OLRC →
Sections in this chapter

§ 78e. Transactions on unregistered exchanges

  • (1) is registered as national securities exchange under section 78f of this title , or
  • (2) is exempted from such registration upon application by the exchange because, in the opinion of the Commission, by reason of the limited volume of transactions effected on such exchange, it is not practicable and not necessary or appropriate in the public interest or for the protection of investors to require such registration.

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