§ 40301. Application

• (a) This part applies to an agreement between or among ocean common carriers to—
  • (1) discuss, fix, or regulate transportation rates, including through rates, cargo space accommodations, and other conditions of service;
  • (2) pool or apportion traffic, revenues, earnings, or losses;
  • (3) allot ports or regulate the number and character of voyages between ports;
  • (4) regulate the volume or character of cargo or passenger traffic to be carried;
  • (5) engage in an exclusive, preferential, or cooperative working arrangement between themselves or with a marine terminal operator;
  • (6) control, regulate, or prevent competition in international ocean transportation; or
  • (7) discuss and agree on any matter related to a service contract.
• (b) This part applies to an agreement between or among marine terminal operators, or between or among one or more marine terminal operators and one or more ocean common carriers, to—
  • (1) discuss, fix, or regulate rates or other conditions of service; or
  • (2) engage in exclusive, preferential, or cooperative working arrangements, to the extent the agreement involves ocean transportation in the foreign commerce of the United States.
• (c) This part does not apply to an acquisition by any person, directly or indirectly, of any voting security or assets of any other person.
• (d) This part does not apply to a maritime labor agreement. However, this subsection does not exempt from this part any rate, charge, regulation, or practice of a common carrier that is required to be set forth in a tariff or is an essential term of a service contract, whether or not the rate, charge, regulation, or practice arises out of, or is otherwise related to, a maritime labor agreement.
• (e) This part (except sections 40305 and 40307(a)) does not apply to an assessment agreement.