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42 U.S.C. § 9675

Title 42 Chapter 103 Current through PL 118-3 Last updated: March 29, 2026 View on OLRC →
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§ 9675. Applicability of securities laws

  • (a) The ownership interests of members of a risk retention group shall be considered to be—
    • (1) exempted securities for purposes of section 77e of title 15 and for purposes of section 78 l of title 15; and
    • (2) securities for purposes of the provisions of section 77q of title 15 and the provisions of section 78j of title 15 .
  • (b) A risk retention group shall not be considered to be an investment company for purposes of the Investment Company Act of 1940 ( 15 U.S.C. 80a–1 et seq.).
  • (c) The ownership interests of members in a risk retention group shall not be considered securities for purposes of any State blue sky law.

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