Title 7, Chapter 1
Agriculture — 75 sections
- § 1 Section 1 - Enjoining or restraining violations
- § 1a Section 1a - Definitions
- § 1b Section 1b - Requirements of Secretary of the Treasury regarding exemption of foreign exchange swaps and foreign exchange forwards from definition of the term “swap”
- § 2 Section 2 - Jurisdiction of States
- § 3 Section 3 - Omitted
- § 4a Section 4a - Transferred
- § 5 Section 5 - Findings and purpose
- § 6 Section 6 - Regulation of futures trading and foreign transactions
- § 6a Section 6a - Excessive speculation
- § 6b Section 6b - Contracts designed to defraud or mislead
- § 6c Section 6c - Prohibited transactions
- § 6d Section 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts
- § 6e Section 6e - Dealings by unregistered floor trader or broker prohibited
- § 6f Section 6f - Registration and financial requirements; risk assessment
- § 6h Section 6h - False self-representation as registered entity member prohibited
- § 6g Section 6g - Reporting and recordkeeping
- § 6i Section 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions
- § 6j Section 6j - Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities
- § 6k Section 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
- § 6n Section 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
- § 6m Section 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
- § 6l Section 6l - Commodity trading advisors and commodity pool operators; Congressional finding
- § 6o Section 6o - Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons
- § 6p Section 6p - Standards and examinations
- § 6q Section 6q - Special procedures to encourage and facilitate bona fide hedging by agricultural producers
- § 6r Section 6r - Reporting and recordkeeping for uncleared swaps
- § 6s Section 6s - Registration and regulation of swap dealers and major swap participants
- § 6t Section 6t - Large swap trader reporting
- § 7 Section 7 - Designation of boards of trade as contract markets
- § 7a Section 7a - Repealed. Pub. L. 111–203, title VII , § 734(a), July 21, 2010 , 124 Stat. 1718
- § 7b Section 7b - Suspension or revocation of designation as registered entity
- § 8 Section 8 - Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
- § 9 Section 9 - Prohibition regarding manipulation and false information
- § 9a Section 9a - Assessment of money penalties
- § 9b Section 9b - Rules prohibiting deceptive and other abusive telemarketing acts or practices
- § 9c Section 9c - Notice of investigations and enforcement actions
- § 10 Section 10 - Repealed. June 25, 1948, ch. 646 , § 39, 62 Stat. 992 , eff. Sept. 1, 1948
- § 10a Section 10a - Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association
- § 11 Section 11 - Vacation on request of designation or registration as “registered entity”; redesignation or reregistration
- § 12 Section 12 - Public disclosure
- § 12a Section 12a - Registration of commodity dealers and associated persons; regulation of registered entities
- § 12b Section 12b - Trading ban violations; prohibition
- § 12c Section 12c - Disciplinary actions
- § 12d Section 12d - Commission action for noncompliance with export sales reporting requirements
- § 12e Section 12e - Repealed. Pub. L. 106–554 , § 1(a)(5) [title I, § 123(a)(21)], Dec. 21, 2000 , 114 Stat. 2763 , 2763A–410
- § 13a Section 13a - Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses
- § 13 Section 13 - Violations generally; punishment; costs of prosecution
- § 13c Section 13c - Responsibility as principal; minor violations
- § 13b Section 13b - Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment
- § 14 Section 14 - Repealed. Pub. L. 99–641, title I , § 110(5), Nov. 10, 1986 , 100 Stat. 3561
- § 15 Section 15 - Omitted
- § 15a Section 15a - Repealed. Pub. L. 95–405 , § 24, Sept. 30, 1978 , 92 Stat. 877
- § 15b Section 15b - Cotton futures contracts
- § 16 Section 16 - Commission operations
- § 16a Section 16a - Service fees and National Futures Association study
- § 17 Section 17 - Separability
- § 17a Section 17a - Separability of 1936 amendment
- § 17b Section 17b - Separability of 1968 amendment
- § 18 Section 18 - Complaints against registered persons
- § 19 Section 19 - Consideration of costs and benefits and antitrust laws
- § 20 Section 20 - Market reports
- § 21 Section 21 - Registered futures associations
- § 22 Section 22 - Research and information programs; reports to Congress
- § 23 Section 23 - Standardized contracts for certain commodities
- § 24 Section 24 - Customer property with respect to commodity broker debtors; definitions
- § 24a Section 24a - Swap data repositories
- § 25 Section 25 - Private rights of action
- § 26 Section 26 - Commodity whistleblower incentives and protection
- § 27 Section 27 - Definitions
- § 27a Section 27a - Exclusion of identified banking product
- § 27b Section 27b - Repealed. Pub. L. 111–203, title VII , § 725(g)(1)(A), July 21, 2010 , 124 Stat. 1694
- § 27c Section 27c - Exclusion of certain other identified banking products
- § 27d Section 27d - Administration of the predominance test
- § 27e Section 27e - Repealed. Pub. L. 111–203, title VII , § 725(g)(1)(A), July 21, 2010 , 124 Stat. 1694
- § 27f Section 27f - Contract enforcement